John T McCarthy, LLC
The ADV is actually a financial advisor's Uniform Application for
Investment Advisor Registration. It discloses a great deal of information so the U.S. Securities and Exchange Commission can gauge the advisor's fitness to practice.
Be sure to ask for a copy of the ADV for any advisor you are
considering. It is the surest way to learn all the sources of his/her
income, including whether this individual qualifies to be called a
Fee-Only financial planner or if he/she accepts commissions on the
sale of financial products.
Please click here if you want to view the current ADV.
The Adviser’s IARD # is 119933.
John T McCarthy, LLC is a federally registered investment advisor for the United States. The Adviser may not transact business in states where it is not appropriately registered or exempt from registration. Individualized responses to persons that involve either the effecting of transaction in securities or rendering of personalized investment advice for compensation will not be made without registration or exemption.